Was Dogen Enlightened? And An Important New Book On Genjokoan

Shohaku Okumura’s new book, Realizing Genjokoan: The Key to Dogen’s Shobogenzo, will be coming out soon – June 1, I believe – through Wisdom Publications. Preorder now!
I was asked to endorse the book and so I’ve had the chance to read it. I found it to be a great offering. Here’s the blurb I wrote for Wisdom (not sure if they decided to use it):
Shohaku’s sincere and devoted zazen heart illuminates this tender book, kindly and persistently examining words as if they were his eyeballs and in so doing, deepening the reader’s understanding and appreciation of ordinary mind. Importantly, Shohaku places Dogen’s pivotal work, Genjokoan, in the context of general Buddhism and demonstrates in detail how the teaching of Genjokoan penetrates and is mutually embraced by the whole of Dogen’s Zen. A heartfelt reading of this book will show the reader how to study the buddhadharma and those who wish to realize the fundamental point will find a guide and an obstacle right here.

Obstacle? Yes – that’s high praise. It might be such a barrier that it will encourage people to realize genjokoan for themselves, not relying even on old, dead, Dogen. 
And that’s just where I don’t see eye-to-eye with Shohaku. We’ve been around this one at least several times going back many years. 
Shohaku (and many Soto Zen scholars and priests in Japan) argue that Dogen was against “personal” enlightenment or kensho. Kensho is now associated with the Rinzai lineage and shikantaza with the Soto line. 

Both sides of this debate trot out passages from Dogen that show that he was against kensho and that he was for it. There was a long discussion of this over at the Zen Forum International so I’ll spare you that for now.

Imv, the abundance of evidence for both sides points to the likelihood of a third option – Dogen’s view on kensho was more nuanced and complex than contemporary sectarian politics admit. 
This is going to be the theme of my next book. For now, I want to look at one of the arguments Shohaku makes about Dogen’s enlightenment. He says it didn’t happen. 
You might know the story (and even seen it happen in the movie). After Dogen meets Rujing, he sits long and devotedly, finally hearing Rujing scold the monk who is sitting and sleeping next to Dogen, “Zen study is dropping mind and body.” 
“Hearing this, suddenly Dogen was greatly enlightened.”

Or so says an important work by Keizan, the third ancestor after Dogen, Transmission of Light. Dogen himself does not tell the story of his own enlightenment in any of the extant works credited to him. So Shohaku and a number of other eminent Dogen scholars argue that Keizan made it up.  
I gotta say that Soto Zen is one hinky sect! Our claim to Buddhist legitimacy is that our founder was not enlightened and the second founder, Keizan, was a big fibber! Or that Dogen was so pure that he didn’t have a mere personal enlightenment. Kinda odd, don’t you think?
Anyway, I respectfully disagree with this position for both historical and buddhadharmical reasons. 

First on the historical side. Dogen didn’t say a lot about himself personally and when he did it usually wasn’t to blow his own horn. The stories in the Tenzokyokun, for example, have Dogen bested by old tenzos.
Further, Dogen doesn’t comment on some really important things – he doesn’t say why he didn’t take the full vinaya ordination, why he left Kyoto, why he didn’t hang out longer with the Shogun in Kamakura, etc. 
Dogen wasn’t a modern guy who went on and on about himself at dinner until his date was deliriously bored. 
Also, Keizan was well-connected with Dogen’s inner circle. His grandmother was a close student of Dogen. Keizan studied closely with several of Dogen’s direct descendants. Probably a bunch of monks in his assembly had close connections with those teachers as well and so fabricating an enlightenment story would have made waves.
Another thing that’s fishy about arguing that Dogen didn’t have kensho is that even if he didn’t, what about all the Chinese ancestors whose kensho stories are well-known? What about the Buddha? What about the many Soto Zen kensho stories after Dogen? Keizan, Gento Sokuju, and Katagiri, to name just a few, all report an experience that sounds very much like kensho, whether they used the “k” word or not. 
It seems to me that the story of Dogen’s enlightenment was probably passed orally from Dogen to Keizan via his grandmother or mother or one of his teachers.
Then there’s the buddhadharmic side. Everyone I know who’s had a taste of kensho sees the turn-around characteristic of that experience in Dogen’s work. Dogen is inspiring to many for just this reason – he beautifully and powerfully presents the possibility of radically opening the heart and manifesting that openness in the world in ways that really count. 

It is for this primary reason, imv, that Dogen’s Zen has so much to offer the helpless ones in the future who depend on our practice and enlightenment. 
So … did Dogen have a personal enlightenment? 
Yes, but he didn’t take it personally.

Doug Kaishin Phillips Ordination
Ducking the Quacking Koan: Soto Zen, Koan, and Kensho
The No of No No: Affirming the Great Heart Sutra
Shaking Up the Buddhadharma With Online Practice